{"id":648,"date":"2013-03-24T05:49:47","date_gmt":"2013-03-24T05:49:47","guid":{"rendered":"http:\/\/suretyone.com\/blog\/?p=648"},"modified":"2017-01-03T16:20:40","modified_gmt":"2017-01-03T16:20:40","slug":"minnesota-investment-adviser-bond","status":"publish","type":"post","link":"https:\/\/suretyone.com\/blog\/minnesota-investment-adviser-bond\/","title":{"rendered":"Minnesota Investment Adviser Bond"},"content":{"rendered":"<p>In Minnesota, financial advisory professionals must be properly registered and provide a\u00a0<strong><a title=\"Surety One commercial surety page\" href=\"https:\/\/suretyone.com\/commercial-surety-bonds\" target=\"_blank\">Minnesota investment adviser bond<\/a><\/strong>. \u00a0Minnesota defines an &#8220;investment advisor&#8221; just as the Federal Advisers act does, as a any person or firm that: (1) for compensation; (2) is engaged in the business of; (3) providing advice, making recommendations, issuing reports, or furnishing analyses on securities, either directly or through publications. The\u00a0<strong>Minnesota investment adviser surety bond<\/strong>\u00a0must be written in the amount of $25,000 unless the adviser has no custody of or discretionary authority over client assets and has $100,000 in net capital. \u00a0The bond guarantees that the adviser will comply with the provisions of the <a title=\"Minnesota Securities Act\" href=\"https:\/\/www.revisor.mn.gov\/rules\/?id=2876\" target=\"_blank\">Minnesota Securities Act<\/a>, and shall pay all damages suffered by any person by reason of the violation of any of the provisions of the Act. \u00a0<a title=\"Surety One\" href=\"https:\/\/suretyone.com\/\" target=\"_blank\">Surety One, Inc.<\/a>, is the best resource for the bonding needs of the financial sector. \u00a0We will issue these bonds for ALL qualified and experienced applicants regardless of temporary fluctuations in financial statements or credit condition. We also offer superlative\u00a0<a title=\"Surety One fidelity bond page\" href=\"https:\/\/suretyone.com\/fidelity-bonds\" target=\"_blank\">broker dealer\u00a0fidelity bond<\/a>\u00a0coverages to protect against losses due to employee dishonesty. \u00a0Visit the\u00a0<strong>nation\u2019s surety leader<\/strong>\u00a0at\u00a0<a title=\"Surety One\" href=\"https:\/\/suretyone.com\/\" target=\"_blank\">SuretyOne.com<\/a>, call\u00a0<span style=\"color: #ff0000;\">(787) 333-0222<\/span>\u00a0or\u00a0<span style=\"color: #ff0000;\">(800) 373-2804<\/span>, or email\u00a0<span style=\"color: #ff0000;\">Underwriting@SuretyOne.com<\/span>\u00a0for a <strong>Minnesota investment adviser\u00a0bond<\/strong>\u00a0application or information about any broker dealer or investment adviser\u00a0need in any state where you may require one.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>In Minnesota, financial advisory professionals must be properly registered and provide a\u00a0Minnesota investment adviser bond. \u00a0Minnesota defines an &#8220;investment advisor&#8221; just as the Federal Advisers act does, as a any person or firm that: (1) for compensation; (2) is engaged&#8230; <a class=\"more-link\" href=\"https:\/\/suretyone.com\/blog\/minnesota-investment-adviser-bond\/\">Continue Reading &rarr;<\/a><\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":[],"categories":[139],"tags":[814,816,815,817],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v17.7.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Minnesota Investment Adviser Bond &bull; Surety One, Inc.<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/suretyone.com\/blog\/minnesota-investment-adviser-bond\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Minnesota Investment Adviser Bond &bull; Surety One, Inc.\" \/>\n<meta property=\"og:description\" content=\"In Minnesota, financial advisory professionals must be properly registered and provide a\u00a0Minnesota investment adviser bond. \u00a0Minnesota defines an &#8220;investment advisor&#8221; just as the Federal Advisers act does, as a any person or firm that: (1) for compensation; (2) is engaged... 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