{"id":829,"date":"2013-04-09T03:20:01","date_gmt":"2013-04-09T03:20:01","guid":{"rendered":"http:\/\/suretyone.com\/blog\/?p=829"},"modified":"2017-06-19T18:30:17","modified_gmt":"2017-06-19T18:30:17","slug":"hawaii-investment-adviser-bond","status":"publish","type":"post","link":"https:\/\/suretyone.com\/blog\/hawaii-investment-adviser-bond\/","title":{"rendered":"Hawaii Investment Adviser Bond"},"content":{"rendered":"<p>A <strong>Hawaii investment adviser bond<\/strong> is required by the Hawaii Department of Commerce and Consumer Affairs for each registrant that has custody of or discretionary authority over client funds or securities (<a title=\"HI Financial Adviser Laws\" href=\"http:\/\/hawaii.gov\/dcca\/sec\/har\/har_39-c-07n.pdf\" target=\"_blank\" rel=\"noopener noreferrer\">HI 16-39-434<\/a>) and falls within specific categories of adviser classified by &#8216;net worth&#8217;.\u00a0An adviser who maintain a principal place of business outside of Hawaii are exempt from the requirement to post a <strong>Hawaii surety bond for investment adviser in securities\u00a0<\/strong>as long as the adviser is registered in the state where it maintains its principal place of business and is in compliance with that state\u2019s bonding requirements. \u00a0Hawaii financial advisers are strictly regulated. \u00a0They are required to file frequent reports with the <a title=\"HI Dpt of Commerce\" href=\"http:\/\/hawaii.gov\/dcca\/sec\/iag\" target=\"_blank\" rel=\"noopener noreferrer\">Department<\/a> and are subject to field examinations. \u00a0The <strong>Hawaii investment adviser bond<\/strong> must be written in the amount of $50,000 and guarantees that the adviser and\/or all of the salespersons or investment adviser representatives registered by and acting for him, shall fully and faithfully comply with the provisions of the Uniform Securities Act (2002), Chapter 485A of the Hawaii Revised Statutes.<\/p>\n<p><a title=\"Surety One\" href=\"https:\/\/suretyone.com\/\" target=\"_blank\" rel=\"noopener noreferrer\">Surety One, Inc.<\/a>, is the <strong>Hawaii surety bond\u00a0leader<\/strong> in the bonding needs of the financial sector. \u00a0We offer these bonds for ALL qualified and experienced applicants regardless of temporary fluctuations in the principal&#8217;s personal credit or financial statement condition. We also offer superlative\u00a0<a title=\"Surety One fidelity bond page\" href=\"https:\/\/suretyone.com\/fidelity-bonds\" target=\"_blank\" rel=\"noopener noreferrer\">broker dealer\u00a0fidelity bond<\/a>\u00a0coverages to protect against losses due to employee dishonesty. \u00a0Visit the<strong>\u00a0surety leader<\/strong>\u00a0at\u00a0<a title=\"Surety One\" href=\"https:\/\/suretyone.com\/\" target=\"_blank\" rel=\"noopener noreferrer\">SuretyOne.com<\/a>, call\u00a0<span style=\"color: #ff0000;\">(800) 373-2804<\/span>, or email\u00a0<span style=\"color: #ff0000;\">Underwriting@SuretyOne.com<\/span>\u00a0for a\u00a0<strong>Hawaii investment adviser\u00a0bond<\/strong>\u00a0application or information about any broker dealer or investment adviser\u00a0need in any state where you may wish to operate.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>A Hawaii investment adviser bond is required by the Hawaii Department of Commerce and Consumer Affairs for each registrant that has custody of or discretionary authority over client funds or securities (HI 16-39-434) and falls within specific categories of adviser&#8230; <a class=\"more-link\" href=\"https:\/\/suretyone.com\/blog\/hawaii-investment-adviser-bond\/\">Continue Reading &rarr;<\/a><\/p>\n","protected":false},"author":1,"featured_media":2598,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":[],"categories":[139],"tags":[2283,1018,1017,1019,2317,1911,2319,2318,1734,2307,51],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v17.7.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Hawaii Investment Adviser Bond<\/title>\n<meta name=\"description\" content=\"A Hawaii investment adviser bond is required by the Department of Commerce from each adviser that has custody of or discretionary control of client accounts\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/suretyone.com\/blog\/hawaii-investment-adviser-bond\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Hawaii Investment Adviser Bond\" \/>\n<meta property=\"og:description\" content=\"A Hawaii investment adviser bond is required by the Department of Commerce from each adviser that has custody of or discretionary control of client accounts\" \/>\n<meta property=\"og:url\" content=\"https:\/\/suretyone.com\/blog\/hawaii-investment-adviser-bond\/\" \/>\n<meta property=\"og:site_name\" content=\"Surety One, Inc.\" \/>\n<meta property=\"article:publisher\" content=\"https:\/\/www.facebook.com\/Surety1\/\" \/>\n<meta property=\"article:author\" content=\"https:\/\/www.facebook.com\/Surety1\" \/>\n<meta property=\"article:published_time\" content=\"2013-04-09T03:20:01+00:00\" \/>\n<meta property=\"article:modified_time\" content=\"2017-06-19T18:30:17+00:00\" \/>\n<meta property=\"og:image\" content=\"https:\/\/suretyone.com\/blog\/wp-content\/uploads\/hawaii_investment_adviser_bond.jpg\" \/>\n\t<meta property=\"og:image:width\" content=\"1280\" \/>\n\t<meta property=\"og:image:height\" content=\"853\" \/>\n<meta name=\"twitter:card\" content=\"summary\" \/>\n<meta name=\"twitter:creator\" content=\"@SuretyOne\" \/>\n<meta name=\"twitter:site\" content=\"@SuretyOne\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"C. 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