Desafíos que Enfrentan las Compañías Afianzadoras: La Perspectiva de un Fiador

El sector de fianzas (o para los españoles “caución”), un nicho vital dentro del panorama más amplio de los servicios financieros y de seguros, se enfrenta actualmente a desafíos transformadores que amenazan los modelos tradicionales de suscripción, la rentabilidad y… Continue Reading →

Challenges Facing Surety Companies: A Bondsman’s Perspective

The surety industry, a vital niche within the broader insurance and financial services landscape, is currently facing transformative challenges that threaten traditional underwriting models, profitability and long-term sustainability. Five dominant themes emerge as the most pressing issues: rising default risk… Continue Reading →

Medidas Cautelares y la Fianza

Una orden judicial de “injuction” (medida cautelar) es un recurso judicial poderoso que puede afectar significativamente los derechos y la conducta de las partes durante un litigio. El mecanismo de la fianza para medidas cautelares es un componente fundamental del… Continue Reading →

The Injunction Bond

An injunction is a powerful judicial remedy that can significantly impact the rights and conduct of parties during litigation. The injunction bond mechanism is a critical component of the equitable relief process, providing special financial assurance to enjoined parties in… Continue Reading →

The Retrodated ERISA Fidelity Bond: Unraveling a Hidden Risk

The Retrodate ERISA Fidelity Bond: Unraveling ERISA’s Hidden Risk The Employee Retirement Income Security Act (ERISA) was introduced in 1974, a federal law that protects employees and beneficiaries that participate in private sector retirement and health plans. ERISA is enforced… Continue Reading →

Broker-Dealer Form 14 Fidelity Bond: An Essential Cover!

In the complex (and highly regulated) world of financial services maintaining trust, safeguarding client assets and meeting regulatory obligations are imperative. For broker-dealers, this means adhering to financial solvency and insurance requirements, including obtaining a Financial Institution Bond, specifically a… Continue Reading →

Why Do We Have an ERISA Bond Requirement?

Benefit plan administrators, TPAs, registered investment advisors and plan sponsors often question the requirement for an ERISA fidelity bond that protects plan assets from dishonest conduct. So, we offer a brief ERISA fidelity bond explanation. The historical trigger that led… Continue Reading →

“Social Inflation” in Judicial Surety Bonds?

Judicial surety bonds have traditionally been perceived as instruments with fixed penalties, explicitly capping the surety’s liability to the bond’s face amount. This understanding has long provided a clear framework for sureties, principals, and obligees alike. Recent judicial interpretations have… Continue Reading →

ERISA Bond, the Fifth Third Bank Case

We frequently remind our client TPAs, pension plan architects and plan sponsors of the importance of carrying a proper ERISA fidelity bond. Plan participants work hard for their employers and must enjoy the assurance that their contributions are safeguarded. The… Continue Reading →

March 17th Deadline: ERISA Compliance & Refunds for HCEs and Failed ADP/ACP Tests

For plan administrators and fiduciaries overseeing ERISA-covered retirement plans, compliance with the Employee Retirement Income Security Act (ERISA) is paramount. A critical deadline looms—March 17th—the final date to correct excess contributions for highly compensated employees (HCEs) and failed Actual Deferral… Continue Reading →

Serviços Internacionais de Fianças da Surety One, Inc.

A Surety One, Inc. oferece uma ampla gama de serviços de fianças internacionais, atendendo às diversas necessidades de nossos clientes, sejam elas comerciais, contratuais ou de fidelidade. Nosso compromisso é fornecer soluções rápidas e eficazes para garantir a segurança e… Continue Reading →

Cauzione di Garanzia Finanziaria

Nel vasto mondo della finanza, ci sono strumenti e concetti che possono sembrare complessi o poco chiari. Uno di questi è la garanzia finanziaria. Che cos’è esattamente? Come funziona? E perché è importante? Scopriamolo insieme. Cos’è una Garanzia Finanziaria? Una… Continue Reading →

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