Current code obligates a transfer agent to accept responsibility for irregular or improper securities registrations. When a particular security is transferred a transfer agent relies on the representations of a Medallion Guarantor. A stamp issued by a Medallion Guarantor is… Continue Reading →
“Formerly known as a bankers blanket bond, and sometimes referred to as a fidelity bond, the financial institution bond as it is commonly known, is simply an insurance policy. Though the term “insurance policy” does not typically appear in its… Continue Reading →
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